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Section 1135 Flexibilities - Pennsylvania Coronavirus Disease 2019 (March 24, 2020 Initial Communication)

Department of Health & Human Services
Centers for Medicare & Medicaid Services
7500 Security Boulevard, Mail Stop S2-26-12
Baltimore, Maryland 21244-1850

October 6, 2020

Sally Kozak
Deputy Secretary
Pennsylvania Department of Human Services
Office of Medical Assistance Programs
P.O. Box 2675
Harrisburg, Pennsylvania  17105

Re: Section 1135 Flexibilities Requested in March 24, 2020 Communication (Initial Request)

Dear Ms. Kozak:

The Centers for Medicare & Medicaid Services (CMS) granted an initial approval to the State of Pennsylvania for multiple section 1135 flexibilities on March 27, 2020.   Your initial 1135 request detailed a number of additional federal requirements that also pose issues or challenges for the health care delivery system in Pennsylvania and requested a waiver or modification of those additional requirements. Attached, please find a response to your requests for waivers or modifications, pursuant to section 1135 of the Social Security Act (Act), to address the challenges posed by COVID-19.  This approval addresses those requests related to Medicaid. To the extent the requirements the state requested to waive or modify apply to CHIP, the state may apply the approved flexibilities to CHIP.  This applies to the waivers included below, as well as the 1135 waivers granted to the state on March 27, 2020, June 9, 2020, and July 29, 2020.

On March 13, 2020, the President of the United States issued a proclamation that the COVID-19 outbreak in the United States constitutes a national emergency by the authorities vested in him by the Constitution and the laws of the United States, including sections 201 and 301 of the National Emergencies Act (50 U.S.C. 1601 et seq.), and consistent with section 1135 of the Act.  On March 13, 2020, pursuant to section 1135(b) of the Act, the Secretary of the United States Department of Health and Human Services invoked his authority to waive or modify certain requirements of titles XVIII, XIX, and XXI of the Act as a result of the consequences of the COVID-19 pandemic, to the extent necessary, as determined by CMS, to ensure that sufficient health care items and services are available to meet the needs of individuals enrolled in the respective programs and to ensure that health care providers that furnish such items and services in good faith, but are unable to comply with one or more of such requirements as a result of the COVID-19 pandemic, may be reimbursed for such items and services and exempted from sanctions for such noncompliance, absent any determination of fraud or abuse. This authority took effect as of 6PM Eastern Standard Time on March 15, 2020, with a retroactive effective date of March 1, 2020.  The emergency period will terminate, and section 1135 waivers will no longer be available, upon termination of the public health emergency, including any extensions.

To streamline the section 1135 waiver request and approval process, CMS has issued a number of blanket waivers for many Medicare provisions, which primarily affect requirements for individual facilities, such as hospitals, long-term care facilities, home health agencies, and so on.  Waiver or modification of these provisions does not require individualized approval, and, therefore, these authorities are not addressed in this letter.  Please refer to the current blanket waiver issued by CMS.

This letter is in response to all requests submitted to CMS.  If the state determines that it has additional needs, please contact your state lead and CMS will provide the necessary technical assistance for any additional submissions.

Please contact Jackie Glaze, Deputy Director, Medicaid and CHIP Operations Group, at (404) 387-0121 or by email at Jackie.Glaze@cms.hhs.gov if you have any questions or need additional information.  We appreciate the efforts of you and your staff in responding to the needs of the residents of the State of Pennsylvania and the health care community.

Sincerely,

Anne Marie Costello
Acting Deputy Administrator and Director

STATE OF PENNSYLVANIA
APPROVAL OF FEDERAL SECTION 1135 WAIVER REQUESTS

CMS Response: October 6, 2020

To the extent applicable, the following waivers and modifications also apply to CHIP.

Provision of clinic services without the supervision of a physician or dentist 

Pursuant to section 1135(b)(1)(B) of the Act, CMS approves a waiver of 42 C.F.R. §440.90 to  allow the provision of clinic services within scope without the direction of a physician or a dentist during the PHE.

Provision of Inpatient Psychiatric Services under Age 21 without the direction of a physician

Pursuant to section 1135(b)(1)(B) of the Act, CMS approves a waiver of 42 C.F.R. §441.151(a)(1) to allow the provision of inpatient psychiatric services within scope for individual under age 21 without the direction of a physician or a dentist during the PHE.

Duration of Approved Waivers

Unless otherwise specified above, the section 1135 waivers described herein are effective March 1, 2020 and will terminate upon termination of the public health emergency, including any extensions.  In no case will any of these waivers extend past the last day of the public health emergency (or any extension thereof).

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